Stock code: 000058 200058 Notice No.:2021-048

Stock abbreviation: SHEN SEG SHEN SEG B

Shenzhen SEG Co. Ltd.The Third Quarterly Report for 2021

The Company and whole members of the BOD guarantee that the information disclosed is true accurate and

complete and there are no any fictitious records misleading statements or important omissions.Important content reminder:

1. Board of Directors Supervisory Committee all directors supervisors and senior executives of Shenzhen SEG

Co. Ltd. (hereinafter referred to as the Company) hereby confirm that there are no any fictitious statements

misleading statements or important omissions carried in this report and shall take all responsibilities individual

and/or joint for the reality accuracy and completion of the whole contents.

2. Principal of the Company Person in Charge of Accounting Works and Person in Charge of Accounting Organ

(Accounting Officer) hereby confirm that the Financial Report of the Third Quarterly Report is authentic accurate

and complete.

3. Whether the Third Quarterly Report has been audited or not

□Yes √No

I. Main financial data

(i) Main accounting data and financial indexes

Whether it has retroactive adjustment or re-statement on previous accounting data or not

□Yes √No

Increase/decrease from

Increase/decrease in

year-begin to

the period compared Year-begin to

Current period period-end compared

with the same period period-end

with the same period

of the previous year

of the previous year

Operating income

463738204.0453.64%1417504652.6231.41%

(Yuan)

Net profit attributable

to shareholders of the 5581315.83 -83.70% 53466082.02 -42.71%

listed company (Yuan)

Net profit attributable

to shareholders of the

listed company after

1713984.30-87.26%36740281.75-32.13%

deducting

non-recurring gains

and losses (Yuan)

Net cash flow arising

from operating —— —— 26458167.16 -82.71%

activities (Yuan)

Basic earnings per

0.0045-83.69%0.0433-42.65%

share (Yuan /Share)

Diluted earnings per 0.0045 -83.69% 0.0433 -42.65%

第 1 页共 12 页share (Yuan /Share)

Weighted average ROE 0.29% -1.45% 2.78% -2.04%

Increase/decrease at the period-end compared

End of current period End of previous year

with the end of the previous year

Total assets (Yuan) 6011869831.13 5830977104.07 3.10%

Net assets attributable

to shareholder of listed 1946833339.90 1905722149.42 2.16%

company (Yuan)

(ii) Items and amounts of non-recurring profit (gains)/losses

√ Applicable □ Not applicable

Unit: Yuan

Amount from

Amount for the

Item year-begin to Note

period

period-end

Gains/losses from the disposal of non-current asset

(including the write-off that accrued for -99122.00 -100586.05

impairment of assets)

Government subsidy recorded in current

gains/losses (except those closely related to the

Company’s normal operation and those

684172.252406890.50

continuously enjoyed on a fixed or quantitative

basis with certain standards in accordance with

national policy regulations)

Capital occupation fee charged to non-financial

333853.70990674.58

enterprise that reckoned into current gains/losses

Profit and loss from commissioned investment or

5399438.3612906693.24

asset management

Reversal of the account receivable depreciation

53145.155786949.61

reserves subject to separate impairment test

Trust fee obtained from trust operation 13603.84 78459.54

Other non-operating income and expenses other

9564.27840304.11

than the above

Other gains/losses items that meet the definition of

3231.44152247.08

non-recurring gains/losses

Less: impact on income tax 1559649.00 4235713.60

Impact on minority shareholders’ equity

970906.482100118.74

(post-tax)

Total 3867331.53 16725800.27 --

Other gain/loss items that qualified the definition of non-recurring profit (gains)/losses:

□ Applicable √ Not applicable

The Company does not have other gain/loss items that qualified the definition of non-recurring profit (gains)/lossesExplanation on those non-recurring gain/loss listed in the “Q&A Announcement No.1 on Information Disclosure for CompaniesOffering Their Securities to the Public --- Extraordinary Profit/loss” defined as recurring gain/loss

□ Applicable √ Not applicableThe Company does not have the non-recurring gain/loss listed in the “Q&A Announcement No.1 on Information Disclosure for第 2 页共 12 页Companies Offering Their Securities to the Public --- Extraordinary Profit/loss” defined as recurring gain/loss

(iii) Particulars about changes in items of main accounting data and financial index and explanations of

reasons

√ Applicable □Not applicable

1. Items of the Consolidated Balance Sheet Statement

Unit: Yuan

Increase or

decrease at the

end of the

Opening

Item Closing balance Difference period

balance Reasons for differences

compared with

the beginning

of the period

(%)

Accounts Mainly due to the settlement method for

220906312.71125360837.7095545475.0176.22%

receivable property management business

Mainly due to the increase in prepayment

Accounts prepaid 11988770.37 6523937.21 5464833.16 83.77%

for engineering

Construction in Mainly because the construction in

5741451.1012660301.65-6918850.55-54.65%

progress progress was transferred to fixed assets

Other non-current Mainly due to the recovery of prepaid

0.0044486424.98-44486424.98-100.00%

assets equipment

Mainly due to the implementation of new

Right-of-use asset 241287896.31 0.00 241287896.31 100.00%

leasing standards

Mainly due to the income carried forward

Contract liabilities 145230283.45 222866508.74 -77636225.29 -34.84%

from rent received in advance

Mainly due to the implementation of new

Lease liability 245099382.31 0.00 245099382.31 100.00%

leasing standards

2. Items of the Consolidated Profit Statement

Unit: Yuan

Increase/decrease

in the current

Amount of the

Amount for the period compared

Item same period of Difference

current period with the same Reasons for differences

the previous year

period of last

year (%)

Mainly due to the consolidation

of Xindongsheng Property and

Operating income 1417504652.62 1078720419.17 338784233.45 31.41%

rent reduction occurred in the

same period of previous year

Mainly due to the consolidation

Operating costs 1093023680.53 705481779.12 387541901.41 54.93%

of Xindongsheng Property

Taxes and Mainly due to the reduction of

23726830.0077116160.93-53389330.93-69.23%

surcharges the land VAT in the period

Mainly due to the consolidation

Management costs 80626209.54 61813985.54 18812224.00 30.43% of Xindongsheng Property in the

period

Mainly because the government

Other income 4252082.41 11457815.71 -7205733.30 -62.89% subsidy received in the period

decreased

Mainly due to the income from

sale of the Huakong SEG in the

Investment income 5484906.30 30119271.57 -24634365.27 -81.79%

period and decrease in bank

financial earnings

Credit impairment Mainly due to the recovery of

5786949.61175790.395611159.223191.96%

loss litigation money

Mainly due to the operating

Income tax expense 72175008.10 51976350.33 20198657.77 38.86% performance of affiliated

enterprises

第 3 页共 12 页3. Items of the Consolidated Cash Flow Statement

Unit: Yuan

Increase/decrease

Amount of the in the current

Amount for the

Item same period of Difference period compared

current period Reasons for differences

the previous year with the same

period of last

year (%)

Mainly due to the expansion of

Net cash flow property management business in the

arising from 26458167.16 153056581.83 -126598414.67 -82.71% period increased cost the settlement

operation activities method for property management

business

Net cash flow Mainly due to the y-o-y decrease in

arising from -123274962.04 -304096806.23 180821844.19 59.46% prepayment of bank loans and

financing activities corporate bonds

Net increase in cash Mainly due to the increase in net

and cash -7111651.47 -64096421.70 56984770.23 88.90% cash flow arising from financing

equivalents activities in the period

II. Shareholders Information

(i) Total number of common shareholders and preference shareholders with voting rights recovered and

top ten common shareholders

Unit: Share

Total preference shareholders

Total common shareholders at with voting rights recovered at

711750

the end of report period end of reporting period (if

applicable)

Top ten shareholders

Amount of Information of shares pledged tagged

Shareholder’s Nature of Proportion of Amount of shares

restricted shares or frozen

name shareholder shares held held

held State of share Amount

Shenzhen

State-owned

SEG Group 56.70% 700618759 450857239

legal person

Co. Ltd.LISHERYNZ Overseas

0.65%80552000

HANMING natural person

Liu Domestic

0.59%72964020

Guocheng natural person

Domestic

Liu Guohong 0.29% 3559361 0

natural person

Gong Overseas

0.24%29400000

Qianhua natural person

Domestic

Hou Xiulan 0.16% 2000000 0

natural person

Domestic

Xu Yueying 0.16% 1983900 0

natural person

Domestic

Luo Haijin 0.12% 1502275 0

natural person

Domestic

Wang Jinjun 0.12% 1433500 0

natural person

Domestic

Zhu Qihua 0.11% 1388100 0

natural person

Top ten shareholders with unrestricted shares held

Shareholder’s name Amount of unrestricted shares held Type of shares

Type Amount

Shenzhen SEG Group Co. Ltd. 249761520 RMB ordinary shares 249761520

LISHERYNZHANMING 8055200 Domestic listed foreign shares 8055200

Liu Guocheng 7296402 Domestic listed foreign shares 7296402

Liu Guohong 3559361 Domestic listed foreign shares 3559361

Gong Qianhua 2940000 Domestic listed foreign shares 2940000

Hou Xiulan 2000000 RMB ordinary shares 2000000

第 4 页共 12 页Xu Yueying 1983900 Domestic listed foreign shares 1983900

Luo Haijin 1502275 Domestic listed foreign shares 1502275

Wang Jinjun 1433500 Domestic listed foreign shares 1433500

Zhu Qihua 1388100 RMB ordinary shares 1388100

Explanations on the association SEG Group has no association relationship with other shareholders and is not a person acting in

relationship or concerted action concert with other shareholders as specified in the Management Methods for Disclosure of

among the above-mentioned Information on Changes of Shareholding Status of Shareholders of Listed Companies. It is unclear

shareholders whether other shareholders are persons acting in concert.Information on top 10 ordinary Domestic natural person Hou Xiulan holds 2000000 shares of the Company through the investor

shareholders participating in credit account for securities margin trading; domestic natural person Zhu Qihua holds 1388100

securities margin trading (if shares of the Company of which 350000 shares are held through the investor credit account for

applicable) securities margin trading.(ii) Total shareholders with preferred stock held and shares held by top ten shareholders with preferred

stock held

□ Applicable √ Not applicable

III. Other significant events

√ Applicable □ Not applicable

Inquiry index for the websites disclosing the temporary

Overview of major events Disclosure date

reports

1. Equity Distribution for year of 2020

The profit distribution plan for year of 2020:

distribute a cash bonus of 0.10 yuan (tax included)The “Notice of Implementation of Equity Distribution forto all shareholders for every 10 shares based onJuly 1 2021 year of 2020” released on Juchao Website

total shares capital of the Company 1235656249

http://www.cninfo.com.cn/

shares and 0 bonus shares (tax included) no

common reserves transfer into share capital for year

of 2020.The “Notice of Relevant Information on “5·18” VibrationJuly 16 2021 Incident of the SEG Plaza Building” released on Juchao

2. “5·18” Vibration Incident of the SEG Plaza

Website http://www.cninfo.com.cn/

BuildingThe “Notice of Resumption of Use of the SEG PlazaSeptember 8 2021 Building” released on Juchao Website

http://www.cninfo.com.cn/

The “Resolution of 23rd Extraordinary Meeting of 8th BOD”

3. Change of the Directors and Senior Executives of and “Notice on the Resignation of Director and By-electionAugust 10 2021the Company of Director” released on Juchao Website

(1) Ms. Zhang Jian resigned as the Director of the http://www.cninfo.com.cn/

Company and Mr. Fang Jianhong was appointed as The “Resolution of 5th Session of 8th BOD” and “Notice onthe Director of the Company; the Resignation of Secretary of the Board and Appointed

(2) Mr. Yao Chenhang resigned as the Independent August 18 2021 Director and Deputy GM Act as the Secretary of the Board”

Director of the Company and Mr. Liu Shengming released on Juchao Website http://www.cninfo.com.cn/

was appointed as the Independent Director of theCompany; The “Resolution of 24th Extraordinary Meeting of 8th

(3) Secretary of the Board Deputy GM Mr. Peng BOD” and “Notice on the Resignation of Independent August 24 2021Aiyun resigned as the Secretary of the Board and Director and By-election of Independent Director” released

Deputy GM of the Company BOD appointed Mr. on Juchao Website http://www.cninfo.com.cn/Han Xingkai- Director and Deputy GM of the The “First Extraordinary Shareholders General Meeting ofCompany to act as the Secretary of the Board. September 10 2021 2021” released on Juchao Website

http://www.cninfo.com.cn/

4. Related transaction regarding the loans from The “Resolution of 24th Extraordinary Meeting of 8thAugust 24 2021controlling shareholder BOD” and “Notice on Borrowings from Controlling第 5 页共 12 页The Company applied to the controlling shareholder Shareholder and Related Transactions” released on Juchao

- Shenzhen SEG Group Co. Ltd. for a borrowing Website http://www.cninfo.com.cn/line of no more than 500 million yuan with an annual The “First Extraordinary Shareholders General Meeting ofinterest rate of 3.90% September 10 2021 2021” released on Juchao Website

http://www.cninfo.com.cn/The “Resolution of 25th Extraordinary Meeting of 8th

5. Investment on FRD Tianyu Environment BOD” and “Notice of Investment on FRD TianyuSeptember 24 2021Technology Chengdu Co. Ltd. Environment Technology Chengdu Co. Ltd.” released on

Juchao Website http://www.cninfo.com.cn/

IV. Quarterly financial statements

(i) Financial statement

1. Consolidate balance sheet

Prepared by Shenzhen SEG Co. Ltd.Unit: Yuan

Item September 30 2021 December 31 2020

Current assets:

Monetary fund 815851070.59 828267701.56

Settlement provisions

Capital lent

Trading financial assets 550035003.14 653743392.18

Derivative financial assets

Note receivable 1693880.00 2079880.00

Account receivable 220906312.71 125360837.70

Receivable financing

Accounts paid in advance 11988770.37 6523937.21

Insurance receivable

Reinsurance receivables

Contract reserve of reinsurance receivable

Other account receivable 71251483.95 73166985.92

Including: Interest receivable

Dividend receivable

Buying back the sale of financial assets

Inventories 2188455283.09 2156833489.41

Contractual assets

Assets held for sale

Non-current asset due within one year

Other current assets 62648993.52 54434557.21

Total current assets 3922830797.37 3900410781.19

Non-current assets:

Loans and payments on behalf

Debt investment

Other debt investment

Long-term account receivable 21340356.17 20290241.12

Long-term equity investment 187284245.40 189812358.81

Investment in other equity instrument 34063004.86 34037518.00

Other non-current financial assets

Investment real estate 1181679355.71 1232193354.33

Fixed assets 251319605.35 236115827.46

Construction in progress 5741451.10 12660301.65

Productive biological asset

Oil and gas asset

Right-of-use assets 241287896.31

Intangible assets 25725056.78 25025642.51

Expense on Research and Development

Goodwill 61307605.60 54601884.15

Long-term expenses to be apportioned 34622699.45 36176688.95

Deferred income tax asset 44667757.03 45166080.92

Other non-current asset 44486424.98

Total non-current asset 2089039033.76 1930566322.88

Total assets 6011869831.13 5830977104.07

Current liabilities:

第 6 页共 12 页Short-term loans 61500000.00 60064350.00

Loan from central bank

Capital borrowed

Trading financial liability

Derivative financial liability

Note payable

Account payable 388428620.87 361446728.97

Accounts received in advance

Contractual liability 145230283.45 222866508.74

Selling financial asset of repurchase

Absorbing deposit and interbank deposit

Security trading of agency

Security sales of agency

Wage payable 101505786.30 102812871.62

Taxes payable 136719800.70 124338270.19

Other account payable 828166994.29 890196424.28

Including: Interest payable 754029.37

Dividend payable 20799018.60 8666752.90

Commission charge and commission payable

Reinsurance payable

Liability held for sale

Non-current liabilities due within one year 929197758.65 778648438.44

Other current liabilities 24234.91

Total current liabilities 2590749244.26 2540397827.15

Non-current liabilities:

Insurance contract reserve

Long-term loans 532578930.00 698500000.00

Bonds payable

Including: Preferred stock

Perpetual capital securities

Lease liability 245099382.31

Long-term account payable 277343.99

Long-term wages payable

Accrual liability 54220557.11 55269380.11

Deferred income 1197726.67 2841757.36

Deferred income tax liabilities 52279673.73 52582326.54

Other non-current liabilities

Total non-current liabilities 885653613.81 809193464.01

Total liabilities 3476402858.07 3349591291.16

Owner’s equity:

Share capital 1235656249.00 1235656249.00

Other equity instrument

Including: Preferred stock

Perpetual capital securities

Capital public reserve 171688423.75 171688423.75

Less: Inventory shares

Other comprehensive income 72571.78 59909.18

Reasonable reserve

Surplus public reserve 173864951.70 173864951.70

Provision of general risk

Retained profit 365551143.67 324452615.79

Total owner’ s equity attributable to parent company 1946833339.90 1905722149.42

Minority interests 588633633.16 575663663.49

Total owner’ s equity 2535466973.06 2481385812.91

Total liabilities and owner’ s equity 6011869831.13 5830977104.07

Legal Representative: Zhang Liang

Person in charge of accounting works: Yan Dongxia

Person in charge of accounting institute: Wang Lei

2. Consolidated Profit Statement (from the year-begin to the period-end)

Unit: Yuan

Item Current period Last period

I. Total operating income 1417504652.62 1078720419.17

第 7 页共 12 页Including: Operating income 1417504652.62 1078720419.17

Interest income

Insurance gained

Commission charge and commission income

II. Total operating cost 1276069513.66 932006082.56

Including: Operating cost 1093023680.53 705481779.12

Interest expense

Commission charge and commission expense

Cash surrender value

Net amount of expense of compensation

Net amount of withdrawal of insurance contract

reserve

Bonus expense of guarantee slip

Reinsurance expense

Tax and extras 23726830.00 77116160.93

Sales expense 13971546.04 16386945.39

Administrative expense 80626209.54 61813985.54

R&D expense 3395145.58 2419649.66

Financial expense 61326101.97 68787561.92

Including: Interest expenses 66284813.61 74711103.17

Interest income 5933622.59 6708194.62

Add: other income 4252082.41 11457815.71

Investment income (Loss is listed with “-”) 5484906.30 30119271.57

Including: Investment income on affiliated

-7328049.14-11632535.16

company and joint venture

The termination of income recognition

for financial assets measured by amortized cost (Loss is

listed with “-”)

Exchange income (Loss is listed with “-”)

Net exposure hedging income (Loss is listed

with “-”)

Income from change of fair value (Loss is

listed with “-”)

Loss of credit impairment (Loss is listed with

5786949.61175790.39

“-”)

Losses of devaluation of asset (Loss is listed

-1022381.53

with “-”)

Income from assets disposal (Loss is listed

with “-”)

III. Operating profit (Loss is listed with “-”) 155936695.75 188467214.28

Add: Non-operating income 2225748.89 2862444.69

Less: Non-operating expense 1176199.84 661964.97

IV. Total profit (Loss is listed with “-”) 156986244.80 190667694.00

Less: Income tax expense 72175008.10 51976350.33

V. Net profit (Net loss is listed with “-”) 84811236.70 138691343.67

(i) Classify by business continuity

1.continuous operating net profit (net loss listed

84811236.70138691343.67with ‘-”)

2.termination of net profit (net loss listed with ‘-”)

(ii) Classify by ownership

1.Net profit attributable to owner’s of parent

53466082.0293318718.92

company

2.Minority shareholders’ gains and losses 31345154.68 45372624.75

VI. Net after-tax of other comprehensive income 19050.88 -16985.31

Net after-tax of other comprehensive income

12662.60-11357.54

attributable to owners of parent company

(i) Other comprehensive income items which will

12726.86-11211.76

not be reclassified subsequently to profit of loss

1.Changes of the defined benefit plans that

re-measured

2.Other comprehensive income under

equity method that cannot be transfer to gain/loss

3.Change of fair value of investment in

12726.86-11211.76

other equity instrument

4.Fair value change of enterprise's credit

第 8 页共 12 页risk

5. Other

(ii) Other comprehensive income items which will

-64.26-145.78

be reclassified subsequently to profit or loss

1.Other comprehensive income under

-64.26-145.78

equity method that can transfer to gain/loss

2.Change of fair value of other debt

investment

3.Amount of financial assets re-classify to

other comprehensive income

4.Credit impairment provision for other

debt investment

5.Cash flow hedging reserve

6.Translation differences arising on

translation of foreign currency financial statements

7.Other

Net after-tax of other comprehensive income

6388.28-5627.77

attributable to minority shareholders

VII. Total comprehensive income 84830287.58 138674358.36

Total comprehensive income attributable to owners

53478744.6293307361.38

of parent Company

Total comprehensive income attributable to

31351542.9645366996.98

minority shareholders

VIII. Earnings per share:

(i) Basic earnings per share 0.0433 0.0755

(ii) Diluted earnings per share 0.0433 0.0755

Enterprise combine under the same control in the Period the combined party realized net profit of 0.00 Yuan before combination and

realized 0.00 Yuan at last period for combined party

Legal Representative: Zhang Liang

Person in charge of accounting works: Yan Dongxia

Person in charge of accounting institute: Wang Lei

3. Consolidated Cash Flow Statement (from the year-begin to the period-end)

Unit: Yuan

Item Current period Last period

I. Cash flows arising from operating activities:

Cash received from selling commodities and providing

1320431639.911081704014.93

labor services

Net increase of customer deposit and interbank deposit

Net increase of loan from central bank

Net increase of capital borrowed from other financial

institution

Cash received from original insurance contract fee

Net cash received from reinsurance business

Net increase of insured savings and investment

Cash received from interest commission charge and

commission

Net increase of capital borrowed

Net increase of returned business capital

Net cash received by agents in sale and purchase of

securities

Write-back of tax received 9221832.58 12747498.86

Other cash received concerning operating activities 252313074.28 112555347.97

Subtotal of cash inflow arising from operating activities 1581966546.77 1207006861.76

Cash paid for purchasing commodities and receiving

404395514.37330711432.73

labor service

Net increase of customer loans and advances

Net increase of deposits in central bank and interbank

Cash paid for original insurance contract compensation

Net increase of capital lent

Cash paid for interest commission charge and

commission

Cash paid for bonus of guarantee slip

Cash paid to/for staff and workers 512869166.75 200249304.75

第 9 页共 12 页Taxes paid 170820448.32 126327965.23

Other cash paid concerning operating activities 467423250.17 396661577.22

Subtotal of cash outflow arising from operating activities 1555508379.61 1053950279.93

Net cash flows arising from operating activities 26458167.16 153056581.83

II. Cash flows arising from investing activities:

Cash received from recovering investment 598937800.00 1737800000.00

Cash received from investment income 22424508.94 41652091.27

Net cash received from disposal of fixed intangible

450.0024747.00

and other long-term assets

Net cash received from disposal of subsidiaries and

6406262.20

other units

Other cash received concerning investing activities 802853.12

Subtotal of cash inflow from investing activities 627769021.14 1780279691.39

Cash paid for purchasing fixed intangible and other

36195112.0113035888.69

long-term assets

Cash paid for investment 499902368.30 1680300000.00

Net increase of mortgaged loans

Net cash received from subsidiaries and other units

1966397.42

obtained

Other cash paid concerning investing activities

Subtotal of cash outflow from investing activities 538063877.73 1693335888.69

Net cash flows arising from investing activities 89705143.41 86943802.70

III. Cash flows arising from financing activities

Cash received from absorbing investment

Including: Cash received from absorbing minority

shareholders’ investment by subsidiaries

Cash received from loans 113078930.00 160000000.00

Other cash received concerning financing activities

Subtotal of cash inflow from financing activities 113078930.00 160000000.00

Cash paid for settling debts 151355541.67 330120593.38

Cash paid for dividend and profit distributing or

84998350.37133976212.85

interest paying

Including: Dividend and profit of minority shareholder

15233747.2921983895.37

paid by subsidiaries

Other cash paid concerning financing activities

Subtotal of cash outflow from financing activities 236353892.04 464096806.23

Net cash flows arising from financing activities -123274962.04 -304096806.23

IV. Influence on cash and cash equivalents due to

fluctuation in exchange rate

V. Net increase of cash and cash equivalents -7111651.47 -64096421.70

Add: Balance of cash and cash equivalents at the

817618857.13794551661.88

period-begin

VI. Balance of cash and cash equivalents at the period-end 810507205.66 730455240.18

(ii) Explanation on financial statement adjustment

1. Financial statement adjustment at the beginning of the first year when implementation of new leasing

standards from 2021

√Applicable□Not applicable

Whether to adjust the balance sheet account at the beginning of the year

√Yes □ No

Consolidate balance sheet

Unit: Yuan

Item December 31 2020 January 1 2021 Adjustment amount

Current assets:

Monetary fund 828267701.56 828267701.56

Settlement provisions

Capital lent

Trading financial assets 653743392.18 653743392.18

Derivative financial assets

Note receivable 2079880.00 2079880.00

Account receivable 125360837.70 125360837.70

第 10 页共 12 页Receivable financing

Accounts paid in advance 6523937.21 6523937.21

Insurance receivable

Reinsurance receivables

Contract reserve of reinsurance receivable

Other account receivable 73166985.92 73166985.92

Including: Interest receivable

Dividend receivable

Buying back the sale of financial assets

Inventories 2156833489.41 2156833489.41

Contractual assets

Assets held for sale

Non-current asset due within one year

Other current assets 54434557.21 54434557.21

Total current assets 3900410781.19 3900410781.19

Non-current assets:

Loans and payments on behalf

Debt investment

Other debt investment

Long-term account receivable 20290241.12 20290241.12

Long-term equity investment 189812358.81 189812358.81

Investment in other equity instrument 34037518.00 34037518.00

Other non-current financial assets

Investment real estate 1232193354.33 1232193354.33

Fixed assets 236115827.46 236115827.46

Construction in progress 12660301.65 12660301.65

Productive biological asset

Oil and gas asset

Right-of-use assets 130953599.54 130953599.54

Intangible assets 25025642.51 25025642.51

Expense on Research and Development

Goodwill 54601884.15 54601884.15

Long-term expenses to be apportioned 36176688.95 36176688.95

Deferred income tax asset 45166080.92 45166080.92

Other non-current asset 44486424.98 44486424.98

Total non-current asset 1930566322.88 2061519922.42 130953599.54

Total assets 5830977104.07 5961930703.61 130953599.54

Current liabilities:

Short-term loans 60064350.00 60064350.00

Loan from central bank

Capital borrowed

Trading financial liability

Derivative financial liability

Note payable

Account payable 361446728.97 361446728.97

Accounts received in advance

Contractual liability 222866508.74 222866508.74

Selling financial asset of repurchase

Absorbing deposit and interbank deposit

Security trading of agency

Security sales of agency

Wage payable 102812871.62 102812871.62

Taxes payable 124338270.19 124338270.19

Other account payable 890196424.28 890196424.28

Including: Interest payable

Dividend payable 8666752.90 8666752.90

Commission charge and commission payable

Reinsurance payable

Liability held for sale

Non-current liabilities due within one year 778648438.44 778648438.44

Other current liabilities 24234.91 24234.91

Total current liabilities 2540397827.15 2540397827.15

Non-current liabilities:

Insurance contract reserve

第 11 页共 12 页Long-term loans 698500000.00 698500000.00

Bonds payable

Including: Preferred stock

Perpetual capital securities

Lease liability 130953599.54 130953599.54

Long-term account payable

Long-term wages payable

Accrual liability 55269380.11 55269380.11

Deferred income 2841757.36 2841757.36

Deferred income tax liabilities 52582326.54 52582326.54

Other non-current liabilities

Total non-current liabilities 809193464.01 940147063.55 130953599.54

Total liabilities 3349591291.16 3480544890.70 130953599.54

Owner’s equity:

Share capital 1235656249.00 1235656249.00

Other equity instrument

Including: Preferred stock

Perpetual capital securities

Capital public reserve 171688423.75 171688423.75

Less: Inventory shares

Other comprehensive income 59909.18 59909.18

Reasonable reserve

Surplus public reserve 173864951.70 173864951.70

Provision of general risk

Retained profit 324452615.79 324452615.79

Total owner’ s equity attributable to parent

1905722149.421905722149.42

company

Minority interests 575663663.49 575663663.49

Total owner’ s equity 2481385812.91 2481385812.91

Total liabilities and owner’ s equity 5830977104.07 5961930703.61 130953599.54

Statement of adjustment

The Company implemented the new leasing standards for the first time since 1 January 2021.

2. Retrospective adjustment of the comparative data for initial implementation of new leasing standards

from 2021

□ Applicable √ Not applicable

(iii) Audit report

Whether the 3rd quarterly report has been audited or not

□Yes √ No

The 3rd quarterly report of the Company has not been audited.Board of Directors of

Shenzhen SEG Co. Ltd.October 28 2021