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东旭B:2018年第一季度报告正文(英文版)

深圳证券交易所 2018-04-26 查看全文

ST东旭B --%

tock code :000413200413 Abbreviation:Dongxu Optoelectronic Dongxu B Announcement No.:2018-053

Tunghsu Optoelectronic Technology Co. Ltd.The First Quarterly Report 2018

I. Important Notice

The Board of Directors Supervisory Committee all directors supervisors and senior executives of the Company

hereby guarantees that there are no misstatement misleading representation or important omissions in this report

and shall assume joint and several liability for the authenticity accuracy and completeness of the contents hereof.

All of the directors presented the board meeting at which this Quarterly Report was examined.

Mr. Li Zhaoting The Company leader Mr.Huang Jinliang Chief financial officer and the Mr.Gao Feipeng the

person in charge of the accounting department (the person in charge of the accounting )declare: the financial

report carried in this report is authentic and completed

II. Basic information about the company

I. Main financial data and financial index

Indicate by tick mark whether the Company needs to retroactively restate any of its accounting data.□Yes √No

This period Same period of last year

Changes of this period over

same period of last year

Operating income(Yuan) 4665751599.66 2258246760.26 106.61%

Net profit attributable to the shareholders

of the listed company(Yuan)

424438428.17 387022905.51 9.67%

Net profit after deducting of non-recurring

gain/loss attributable to the shareholders of

listed company(Yuan)

391216324.81 352582887.68 10.94%

Cash flow generated by business operation

net(Yuan)

-1127140487.84 -631749226.89 78.42%

Basic earning per share(Yuan/Share) 0.07 0.08 -12.50%

Diluted gains per share(Yuan/Share) 0.07 0.08 -12.50%

Weighted average return on equity(%) 1.36% 1.65% -0.29%

End of this period End of last period

Changes of this period-end

over same period-end of last

year

Gross assets(Yuan) 68797790162.38 67683329226.91 1.65%

Net assets attributable to the shareholders

of the listed company(Yuan)

31347238217.51 30922796455.46 1.37%

Items and amount of non-current gains and losses

√ Applicable □ Not applicable

In RMB

Items

Amount (Year-beginning to the end

of the report period.)

Notes

Non-current asset disposal gain/loss(including the write-off part

for which assets impairment provision is made)

-66422.43

Govemment subsidy recognized in current gain and

loss(excluding those closely related to the Company’s business

and granted under the state’s policies)

24134382.69

Gain/loss on entrusting others with investment or asset

management

13923452.07

Income from custodian charge obtained from entrusted operation 353773.59

Other non-operating income and expenditure beside for the above

items

-392760.69

Less: Influenced amount of income tax 5102168.74

Amount of influence of minority interests(After tax) -371846.87

Total 33222103.36 --

For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on

information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and

its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure

for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as

recurring gains and losses it is necessary to explain the reason.

□ Applicable√ Not applicable

None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information

disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period

1. About Total Common Shareholders Total Preference Shareholders with the Voting Power Recovered and the

Shares Held by Top Ten Common Shareholders

In shares

Total number of common

shareholders at the period-end

361666(including

344320shareholders holding A

shares and 17346 shareholdersholding B shares)

Total preference shareholders with the

voting power recovered at the end of the

reporting period(if any)

0

Shares held by the top 10 shareholders

Shareholder name

Properties of

shareholder

Share

proportion %

Quantity

Amount of

tradable shares

with Conditional

held

Pledging or freezing

Status of the

shares

Quantity

Tunghsu Group Co. Ltd.

Domestic Non

-State-owned

legal person

15.97% 915064091 791889488 Pledge 799643042

Shijiazhuang Baoshi Electronic

Group Co. Ltd.

Domestic Non

-State-owned

legal person

5.80% 332382171 0 Pledge 153520000

Shanghai Huimao Enterprise

Management Co. Ltd.

Domestic Non

-State-owned

legal person

4.58% 262626262 262626262 Pledge 80240722

China Fund Management Co.

Ltd.-Huaxia Bank-TTCO

Trust Co. Ltd.-TTCO Trust

Co. Ltd.-Shunjing No.5

Single capital trust

Other 2.54% 145759116 0

Ping An Securities Co. Ltd.

Domestic Non

-State-owned

legal person

2.16% 123975516 0

Minsheng Royal Fund

Management Co. Ltd--Ping

An Bank-Daye Trust·Zengli 2

single Fund Trust

Other 1.70% 97192224 97192224

Tunghsu Optoelectronic

Technology Co. Ltd.-The first

ESOP

Other 1.27% 72639296 72639296

Beixin Ruifeng Fund-China

Merchants Bank-Daye Trust-

Daye Trust·Profit increase 3

single fund plan

Other 1.08% 62095032 62095032

Shenzhen Taianer Information

Technology Co. Ltd.

Domestic Non

-State-owned

legal person

1.07% 61165682 Pledge 61165682

Wanhe Secutities-China

Merchants Bank-Wanhe

Securities Haihe No.1 Ensemble

Asset Management Plan

Other 0.96% 55246500

Shares held by the Top 10 Shareholders of Non-restricted shares

Shareholders’ Names

Number of the

non-restricted shares held

Share type

Share type Quantity

Shijiazhuang Baoshi Electronic Group Co. Ltd. 332382171 RMB Common shares 332382171

China Fund Management Co. Ltd.-Huaxia Bank-

TTCO Trust Co. Ltd.-TTCO Trust Co. Ltd.-Shunjing

No.5 Single capital trust

145759116 RMB Common shares 145759116

Ping An Securities Co. Ltd. 123975516 RMB Common shares 123975516

Tunghsu Group Co. Ltd. 123174603 RMB Common shares 123174603

Shenzhen Taianer Information Technology Co. Ltd. 61165682 RMB Common shares 61165682

Wanhe Securities-China Merchants Bank-Wanhe

Securities and No.1 Collective asset management plan

55246500 RMB Common shares 55246500

Nuoan Fund-Xingye Securities-Nanjing Shuangan

Assets Management Co. Ltd.

55246487 RMB Common shares 55246487

Zhonghai Trust Co. Ltd.-Zhonghai Trust-Tunghsu

Optoelectronic Employees' Shareholding Plan

Collecting Fund Trust

52555280 RMB Common shares 52555280

China Life AMP Asset Management Co. Ltd.-Bohai

Bank-Minsheng Trust-China Minsheng

Trust·Zhicheng 192 Tunghsu Optoelectronic Private Pla

cement Co. Ltd. Trust Plan

48619336 RMB Common shares 48619336

Minsheng Royal Fund Management Co. Ltd.-Ping An

Bank-Ping An Trust-Ping An Wealth* Huitai No.163

Single Fund Trust

47492649 RMB Common shares 47492649

Explanation on shareholders participating in the margin

trading business

Among the shareholders Tunghsu Group and Baoshi Group have

relationship and constitute persons taking concerted action. The

company does not know whether there is relationship between other

shareholders or whether they are persons taking concerted action defined

in Administrative Measures Relating to Acquisitions of Listed

Companies.

Participation of top 10 unconditional common share

shareholders in securities margin trading (if any)

Not applicable

Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a

buy-back agreement dealing in reporting period.□ Yes √ No

The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company

have no buy –back agreement dealing in reporting period.

2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of

the report period

□ Applicable √Not applicable

III Significant Events

I. Major changes of main accounting statement items and financial indicators in the reporting period as

well as reasons for the changes

√ Applicable □ Not applicable

Financial index This period(Yuan) End of last year(Yuan) Increase/decrease Main reason for change

Prepayments 3049617087.31 2020261446.90 50.95%

Mainly due to the increase in stocking for the

current period

Interest

receivable

74589209.00 49456785.29 50.82%

Mainly due to the increase in interest on fixed

deposits of financial companies that have not

yet reached their interest rates

Other current

assets

1255274789.65 2485890689.74 -49.50%

Mainly due to redemption of wealth

management funds during the period

Employees’

wage payable

136459148.88 207448043.86 -34.22%

Mainly due to payment of employee

compensation

Interest payable 174873853.51 106119769.42 64.79%

Mainly due to the accrual of interest on

medium-term notes and corporate bonds not

yet due to interest payments

Financial index This period(Yuan)

Same period of last

year(Yuan)

Increase/decrease Main reason for change

Business income 4665751599.66 2258246760.26 106.61% Mainly due to business growth

Business cost 3701043731.71 1549342252.05 138.88%

Mainly due to the increase in operating costs

caused by the increase in operating costs

Sales

expense

54191909.17 19972538.52 171.33% Mainly due to business growth

Administrative

expense

180127732.95 109001741.46 65.25% Mainly due to business growth

II. The progress of significant events and influence as well as the analysis and explanation on resolving

proposal.

□Applicable√Not applicable

III. Commitments finished in implementation by the Company shareholders actual controller acquirer

directors supervisors senior executives or other related parties in the reporting period and commitments

unfinished in implementation at the end of the reporting period

□ Applicable √ Not applicable

The company has no commitments completed in period and those without completed till lend of the period from

actual controller shareholders related parties purchaser and companies.IV.Prediction of Business performance for January- June 2018

Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss

probably or the warning of its material change compared with the corresponding period of the last year and

explanation of reason.

□ Applicable √ Not applicable

V. Investment in securities

□ Applicable √ Not applicable

No securities investment in period.VI. Investments in derivatives

□ Applicable √ Not applicable

There is no derivative investment during the report period.VII. The registration form of acceptance of investigation communication and interview in the report

period for future reference

□ Applicable √ Not applicable

The Period has no research communication and written inquiry from the investors in the report period.VIII. External guarantee get out of line

□ Applicable √Not applicable

The Company has no external guarantee get out of the line in the Period

IX. Controlling shareholder and its related parties occupying non-business capital of the listed company

□ Applicable √Not applicable

There are no controlling shareholder and its related parties occupying non-business capital of the listed company

in Period

Tunghsu Optoelectronic Technology Co. Ltd.

Board Chairman: Li Zhaoting

Issue day approved by the Board of Directors:April 252018

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