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东旭B:2018年第三季度报告正文(英文版)

深圳证券交易所 2018-10-31 查看全文

ST东旭B --%

tock code :000413200413 Abbreviation:Dongxu Optoelectronic Dongxu B Announcement No.:2018-127

Tunghsu Optoelectronic Technology Co. Ltd.The Third Quarterly Report 2018

October 2018

I. Important Notice

The Board of Directors Supervisory Committee all directors supervisors and senior executives of the Company

hereby guarantees that there are no misstatement misleading representation or important omissions in this report

and shall assume joint and several liability for the authenticity accuracy and completeness of the contents hereof.

All of the directors presented the board meeting at which this Quarterly Report was examined.

Mr.Wang Lipeng The Company leader Ms.Feng Qiuju Chief financial officer and the Mr.Gao Feipeng the

person in charge of the accounting department (the person in charge of the accounting )declare: the financial

report carried in this report is authentic and completed.II. Basic information about the company

I.Main financial data and financial index

Indicate by tick mark whether the Company needs to retroactively restate any of its accounting data.√Yes □No

Reasons for retrospective restatements:

Business merger under the same control.

This period

Same period of last year

Changes of this period

over same period of

last year(%)

Before adjustment After adjustment After adjustment

Gross assets(Yuan) 67307546318.09 67683329226.91 68610779546.18 -1.90%

Net assets attributable to the

shareholders of the listed company(Yuan)

31674599946.40 30922796455.46 30949718542.41 2.34%

Reporting period

Increase/decrease over

the same period of last

year(%)

Between beginning of

the year to the end of

the report period

Changed (%)over

end of prev. yearOperating revenue (Yuan) 6133715988.34 79.68% 17263567779.22 108.24%

Net profit attributable to the

shareholders of the listed company(Yuan)

456861464.93 9.28% 1315157554.01 24.60%

Net profit after deducting of

non-recurring gain/loss attributable

to the shareholders of listed

company(Yuan)

440653348.34 8.72% 1251998827.11 29.15%

Cash flow generated by business

operation net(Yuan)

-- -- -515426729.96 -210.32%

Basic earning per

share(RMB/Share)

0.08 0.00% 0.23 9.52%

Diluted gains per

share(Yuan/Share)

0.08 0.00% 0.23 9.52%

Weighted average income/asset

ratio(%)

1.45% -0.24% 4.19% -0.27%

Items and amount of non-current gains and losses

√ Applicable □ Not applicable

In RMB yuan

Items

Amount (Year-beginning to

the end of the report period.)

Notes

Non-current asset disposal gain/loss(including the write-off part

for which assets impairment provision is made)

-3418550.48

Govemment subsidy recognized in current gain and

loss(excluding those closely related to the Company’s business

and granted under the state’s policies)

60821881.55

Gain/loss on entrusting others with investment or asset

management

13923452.07

Gain/loss from debt reorganization 484207.00

Net gain/loss of current term from consolidation of subsidiaries

under common control from beginning of term to the

consolidation date

-9555668.76

Entrusted with the operating of the trust to obtain fee income 235849.06

Other non-operating income and expenditure beside for the above

items

9012735.85

Less: Influenced amount of income tax 10315572.42

Amount of influence of minority interests(After tax) -1970393.03

Total 63158726.90 --

For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on

information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and

its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure

for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as

recurring gains and losses it is necessary to explain the reason.

□ Applicable√ Not applicable

None of Non-recurring gain /loss items recorgnized as recurring gain /loss/items as defined by the information

disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period

1. About Total Common Shareholders Total Preference Shareholders with the Voting Power Recovered

and the Shares Held by Top Ten Common Shareholders

In shares

Total number of common

shareholders at the period-end352955(Including 335705 shareholdersholding a shares and 17250 shareholdersholding B shares)

Total preference shareholders with

the voting power recovered at the end

of the reporting period(if any)

0

Shares held by the top 10 shareholders

Shareholder name

Properties of

shareholder

Share

proportion

%

Quantity

Amount of

tradable shares

with Conditional

held

Pledging or freezing

Status of the

shares

Quantity

Tunghsu Group Co. Ltd.

Domestic Non

-State-owned legal

person

15.97% 915064091 791889488 Pledge 799643042

Shijiazhuang Baoshi Electronic

Group Co. Ltd.

Domestic Non

-State-owned legal

person

5.80% 332382171 Pledge 153520000

Shanghai Huimao Enterprise

Management Co. Ltd.

Domestic Non

-State-owned legal

person

4.58% 262626262 262626262 Pledge 80240722

Minsheng Royal Fund

Management Co. Ltd--Ping An

Bank-Daye Trust·Zengli 2 single

Fund Trust

Other 1.70% 97192224 97192224

Tunghsu Optoelectronic

Technology Co. Ltd.-The first

ESOP

Other 1.27% 72639296 72639296

Beixin Ruifeng Fund-China

Merchants Bank-Daye Trust-

Daye Trust·Profit increase 3

single fund plan

Other 1.08% 62095032 62095032

Shenzhen Taianer Information

Technology Co. Ltd.

Domestic Non

-State-owned legal

person

1.07% 61165682 Pledge 55265682

Wanhe Securities-China

Merchants Bank-Wanhe

Securities and No.1 Collective

asset management plan

Other 0.96% 55246500

Nuoan Fund-Industrial

Securities-Nanjing Shuangan

Assets Management Co. Ltd.

Other 0.96% 55246487

Zhonghai Trust Co. Ltd.-

Zhonghai Trust-Tunghsu

Optoelectronic ESOP pooled

Fund trust

Other 0.92% 52555280

Shares held by the Top 10 Shareholders of Non-restricted shares

Shareholders’ Names Number of the Share type

non-restricted

shares held

Share type Quantity

Shijiazhuang Baoshi Electronic Group Co. Ltd. 332382171 RMB Common shares 332382171

Tunghsu Group Co. Ltd. 123174603 RMB Common shares 123174603

Shenzhen Taianer Information Technology Co. Ltd. 61165682 RMB Common shares 61165682

Wanhe Securities-China Merchants Bank-Wanhe

Securities and No.1 Collective asset management plan

55246500 RMB Common shares 55246500

Nuoan Fund-Xingye Securities-Nanjing Shuangan

Assets Management Co. Ltd.

55246487 RMB Common shares 55246487

Zhonghai Trust Co. Ltd.-Zhonghai Trust-Tunghsu

Optoelectronic Employees' Shareholding Plan Collecting

Fund Trust

52555280 RMB Common shares 52555280

China Life AMP Asset Management Co. Ltd.-Bohai Bank

-Minsheng Trust 托-China Minsheng

Trust·Zhicheng 192 Tunghsu Optoelectronic Private Place

ment Co. Ltd. Trust Plan

48619336 RMB Common shares 48619336

# Yang Haihui 31767200 RMB Common shares 31767200

China securities finance Co. Ltd. 30906112 RMB Common shares 30906112

Qianhai Equity Investment Fund (LP) 28094845 RMB Common shares 28094845

Explanation on shareholders participating in the margin

trading business

Among the shareholders Tunghsu Group and Baoshi Group have

relationship and constitute persons taking concerted action,At thesame time there is a concerted relationship with Yang Haihui.Participation of top 10 unconditional common share

shareholders in securities margin trading (if any)

the top 10 ordinary shareholder Yang Haihui holds 31767200 shares

through the margin financing and securities lending account

accounting for 0.55% of the company's total share capital.Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a

buy-back agreement dealing in reporting period.□ Yes √ No

The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company

have no buy –back agreement dealing in reporting period.

2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of

the report period

□ Applicable √Not applicable

III Significant Events

I. Particular about major changes from items of main accounting statements d financial indexes as well as

reasons

√ Applicable □ Not applicable

No Items

This period/Year-end

balance

Same period of the

previous

year/Year-beginning

balance

Changes % Remarks on the change

1 Advance

payments

3977698892.40 2021119950.95 96.81% Mainly due to the new prepaid purchase price

2 Assets held for

sales

126264435.58 213034435.58 -40.73% Mainly due to the divestiture of the Sun

company held for sale in the current period

3 Other current

asset

869301646.76 2559947333.75 -66.04% Mainly due to the redemption of wealth

management products and the tax refund for

input tax to be deducted

4 Available for

sale of

financial assets

243158605.30 100000056.00 143.16% Mainly due to the new investment thathas no

control joint control or significant

influence in the current period.

5 Construction

in progress

5440305032.18 3663486639.90 48.50% Mainly due to the construction of the

production line

6 Development

expenses

31746824.29 15397704.97 106.18% Mainly due to the increase in development

projects

7 Long-term

loan

3626603489.32 5209726250.77 -30.39% Mainly due to repayment

8 Business

income

17263567779.22 8290180051.74 108.24% Mainly due to business growth

9 Business cost 14026126902.57 6064282729.77 131.29% Mainly due to the increase in the

corresponding cost of business growth

10 Sales

expense

179353037.49 70558695.36 154.19% Mainly due to the increase in freight costs

such as business growth.

11 Administrative

expense

412996869.13 274418882.89 50.50% Mainly due to the increase in the

corresponding Labor cost of business growth

II. The progress of significant events and influence as well as the analysis and explanation on resolving

proposal.

□ Applicable √ Not applicable

III. Commitments finished in implementation by the Company shareholders actual controller acquirer

directors supervisors senior executives or other related parties in the reporting period and commitments

unfinished in implementation at the end of the reporting period

□ Applicable √ Not applicable

The company has no commitments completed in period and those without completed till lend of the period from

actual controller shareholders related parties purchaser and companies.IV. Anticipation of Business Performance of 2018

Alert of loss or significant change in net profit from the beginning of year to the end of next report period or

comparing with the same period of last year and statement of causations.

□ Applicable √ Not applicable

V. Investment in securities

□ Applicable √ Not applicable

No securities investment in period.VI. Entrusted Financial Management

□ Applicable √Not applicable

There is no Entrusted Financial Management during the report period.VII. Investment in derivatives

□ Applicable √Not applicable

There is no derivative investment during the report period.VIII. The registration form of acceptance of investigation communication and interview in the report

period for future reference

□ Applicable √ Not applicable

The Period has no research communication and written inquiry from the investors in the report period.IX. External guarantee get out of line

□ Applicable √Not applicable

The Company has no external guarantee get out of the line in the Period

X. Controlling shareholder and its related parties occupying non-business capital of the listed company

□ Applicable √Not applicable

There are no controlling shareholder and its related parties occupying non-business capital of the listed company

in Period

Tunghsu Optoelectronic Technology Co. Ltd.

Board Chairman: Wang Lipeng

Issue day approved by the Board of Directors:October 302018

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