tock code :000413200413 Abbreviation:Dongxu Optoelectronic Dongxu B Announcement No.:2018-127
Tunghsu Optoelectronic Technology Co. Ltd.The Third Quarterly Report 2018
October 2018
I. Important Notice
The Board of Directors Supervisory Committee all directors supervisors and senior executives of the Company
hereby guarantees that there are no misstatement misleading representation or important omissions in this report
and shall assume joint and several liability for the authenticity accuracy and completeness of the contents hereof.
All of the directors presented the board meeting at which this Quarterly Report was examined.
Mr.Wang Lipeng The Company leader Ms.Feng Qiuju Chief financial officer and the Mr.Gao Feipeng the
person in charge of the accounting department (the person in charge of the accounting )declare: the financial
report carried in this report is authentic and completed.II. Basic information about the company
I.Main financial data and financial index
Indicate by tick mark whether the Company needs to retroactively restate any of its accounting data.√Yes □No
Reasons for retrospective restatements:
Business merger under the same control.
This period
Same period of last year
Changes of this period
over same period of
last year(%)
Before adjustment After adjustment After adjustment
Gross assets(Yuan) 67307546318.09 67683329226.91 68610779546.18 -1.90%
Net assets attributable to the
shareholders of the listed company(Yuan)
31674599946.40 30922796455.46 30949718542.41 2.34%
Reporting period
Increase/decrease over
the same period of last
year(%)
Between beginning of
the year to the end of
the report period
Changed (%)over
end of prev. yearOperating revenue (Yuan) 6133715988.34 79.68% 17263567779.22 108.24%
Net profit attributable to the
shareholders of the listed company(Yuan)
456861464.93 9.28% 1315157554.01 24.60%
Net profit after deducting of
non-recurring gain/loss attributable
to the shareholders of listed
company(Yuan)
440653348.34 8.72% 1251998827.11 29.15%
Cash flow generated by business
operation net(Yuan)
-- -- -515426729.96 -210.32%
Basic earning per
share(RMB/Share)
0.08 0.00% 0.23 9.52%
Diluted gains per
share(Yuan/Share)
0.08 0.00% 0.23 9.52%
Weighted average income/asset
ratio(%)
1.45% -0.24% 4.19% -0.27%
Items and amount of non-current gains and losses
√ Applicable □ Not applicable
In RMB yuan
Items
Amount (Year-beginning to
the end of the report period.)
Notes
Non-current asset disposal gain/loss(including the write-off part
for which assets impairment provision is made)
-3418550.48
Govemment subsidy recognized in current gain and
loss(excluding those closely related to the Company’s business
and granted under the state’s policies)
60821881.55
Gain/loss on entrusting others with investment or asset
management
13923452.07
Gain/loss from debt reorganization 484207.00
Net gain/loss of current term from consolidation of subsidiaries
under common control from beginning of term to the
consolidation date
-9555668.76
Entrusted with the operating of the trust to obtain fee income 235849.06
Other non-operating income and expenditure beside for the above
items
9012735.85
Less: Influenced amount of income tax 10315572.42
Amount of influence of minority interests(After tax) -1970393.03
Total 63158726.90 --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recorgnized as recurring gain /loss/items as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period
1. About Total Common Shareholders Total Preference Shareholders with the Voting Power Recovered
and the Shares Held by Top Ten Common Shareholders
In shares
Total number of common
shareholders at the period-end352955(Including 335705 shareholdersholding a shares and 17250 shareholdersholding B shares)
Total preference shareholders with
the voting power recovered at the end
of the reporting period(if any)
0
Shares held by the top 10 shareholders
Shareholder name
Properties of
shareholder
Share
proportion
%
Quantity
Amount of
tradable shares
with Conditional
held
Pledging or freezing
Status of the
shares
Quantity
Tunghsu Group Co. Ltd.
Domestic Non
-State-owned legal
person
15.97% 915064091 791889488 Pledge 799643042
Shijiazhuang Baoshi Electronic
Group Co. Ltd.
Domestic Non
-State-owned legal
person
5.80% 332382171 Pledge 153520000
Shanghai Huimao Enterprise
Management Co. Ltd.
Domestic Non
-State-owned legal
person
4.58% 262626262 262626262 Pledge 80240722
Minsheng Royal Fund
Management Co. Ltd--Ping An
Bank-Daye Trust·Zengli 2 single
Fund Trust
Other 1.70% 97192224 97192224
Tunghsu Optoelectronic
Technology Co. Ltd.-The first
ESOP
Other 1.27% 72639296 72639296
Beixin Ruifeng Fund-China
Merchants Bank-Daye Trust-
Daye Trust·Profit increase 3
single fund plan
Other 1.08% 62095032 62095032
Shenzhen Taianer Information
Technology Co. Ltd.
Domestic Non
-State-owned legal
person
1.07% 61165682 Pledge 55265682
Wanhe Securities-China
Merchants Bank-Wanhe
Securities and No.1 Collective
asset management plan
Other 0.96% 55246500
Nuoan Fund-Industrial
Securities-Nanjing Shuangan
Assets Management Co. Ltd.
Other 0.96% 55246487
Zhonghai Trust Co. Ltd.-
Zhonghai Trust-Tunghsu
Optoelectronic ESOP pooled
Fund trust
Other 0.92% 52555280
Shares held by the Top 10 Shareholders of Non-restricted shares
Shareholders’ Names Number of the Share type
non-restricted
shares held
Share type Quantity
Shijiazhuang Baoshi Electronic Group Co. Ltd. 332382171 RMB Common shares 332382171
Tunghsu Group Co. Ltd. 123174603 RMB Common shares 123174603
Shenzhen Taianer Information Technology Co. Ltd. 61165682 RMB Common shares 61165682
Wanhe Securities-China Merchants Bank-Wanhe
Securities and No.1 Collective asset management plan
55246500 RMB Common shares 55246500
Nuoan Fund-Xingye Securities-Nanjing Shuangan
Assets Management Co. Ltd.
55246487 RMB Common shares 55246487
Zhonghai Trust Co. Ltd.-Zhonghai Trust-Tunghsu
Optoelectronic Employees' Shareholding Plan Collecting
Fund Trust
52555280 RMB Common shares 52555280
China Life AMP Asset Management Co. Ltd.-Bohai Bank
-Minsheng Trust 托-China Minsheng
Trust·Zhicheng 192 Tunghsu Optoelectronic Private Place
ment Co. Ltd. Trust Plan
48619336 RMB Common shares 48619336
# Yang Haihui 31767200 RMB Common shares 31767200
China securities finance Co. Ltd. 30906112 RMB Common shares 30906112
Qianhai Equity Investment Fund (LP) 28094845 RMB Common shares 28094845
Explanation on shareholders participating in the margin
trading business
Among the shareholders Tunghsu Group and Baoshi Group have
relationship and constitute persons taking concerted action,At thesame time there is a concerted relationship with Yang Haihui.Participation of top 10 unconditional common share
shareholders in securities margin trading (if any)
the top 10 ordinary shareholder Yang Haihui holds 31767200 shares
through the margin financing and securities lending account
accounting for 0.55% of the company's total share capital.Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a
buy-back agreement dealing in reporting period.□ Yes √ No
The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company
have no buy –back agreement dealing in reporting period.
2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of
the report period
□ Applicable √Not applicable
III Significant Events
I. Particular about major changes from items of main accounting statements d financial indexes as well as
reasons
√ Applicable □ Not applicable
No Items
This period/Year-end
balance
Same period of the
previous
year/Year-beginning
balance
Changes % Remarks on the change
1 Advance
payments
3977698892.40 2021119950.95 96.81% Mainly due to the new prepaid purchase price
2 Assets held for
sales
126264435.58 213034435.58 -40.73% Mainly due to the divestiture of the Sun
company held for sale in the current period
3 Other current
asset
869301646.76 2559947333.75 -66.04% Mainly due to the redemption of wealth
management products and the tax refund for
input tax to be deducted
4 Available for
sale of
financial assets
243158605.30 100000056.00 143.16% Mainly due to the new investment thathas no
control joint control or significant
influence in the current period.
5 Construction
in progress
5440305032.18 3663486639.90 48.50% Mainly due to the construction of the
production line
6 Development
expenses
31746824.29 15397704.97 106.18% Mainly due to the increase in development
projects
7 Long-term
loan
3626603489.32 5209726250.77 -30.39% Mainly due to repayment
8 Business
income
17263567779.22 8290180051.74 108.24% Mainly due to business growth
9 Business cost 14026126902.57 6064282729.77 131.29% Mainly due to the increase in the
corresponding cost of business growth
10 Sales
expense
179353037.49 70558695.36 154.19% Mainly due to the increase in freight costs
such as business growth.
11 Administrative
expense
412996869.13 274418882.89 50.50% Mainly due to the increase in the
corresponding Labor cost of business growth
II. The progress of significant events and influence as well as the analysis and explanation on resolving
proposal.
□ Applicable √ Not applicable
III. Commitments finished in implementation by the Company shareholders actual controller acquirer
directors supervisors senior executives or other related parties in the reporting period and commitments
unfinished in implementation at the end of the reporting period
□ Applicable √ Not applicable
The company has no commitments completed in period and those without completed till lend of the period from
actual controller shareholders related parties purchaser and companies.IV. Anticipation of Business Performance of 2018
Alert of loss or significant change in net profit from the beginning of year to the end of next report period or
comparing with the same period of last year and statement of causations.
□ Applicable √ Not applicable
V. Investment in securities
□ Applicable √ Not applicable
No securities investment in period.VI. Entrusted Financial Management
□ Applicable √Not applicable
There is no Entrusted Financial Management during the report period.VII. Investment in derivatives
□ Applicable √Not applicable
There is no derivative investment during the report period.VIII. The registration form of acceptance of investigation communication and interview in the report
period for future reference
□ Applicable √ Not applicable
The Period has no research communication and written inquiry from the investors in the report period.IX. External guarantee get out of line
□ Applicable √Not applicable
The Company has no external guarantee get out of the line in the Period
X. Controlling shareholder and its related parties occupying non-business capital of the listed company
□ Applicable √Not applicable
There are no controlling shareholder and its related parties occupying non-business capital of the listed company
in Period
Tunghsu Optoelectronic Technology Co. Ltd.
Board Chairman: Wang Lipeng
Issue day approved by the Board of Directors:October 302018



