tock code ：000413200413 Abbreviation：Dongxu Optoelectronic Dongxu B Announcement No.：2019-094

Tunghsu Optoelectronic Technology Co. Ltd.The Third Quarterly Report 2019

I. Important Notice

The Board of Directors Supervisory Committee all directors supervisors and senior executives of the Company

hereby guarantees that there are no misstatement misleading representation or important omissions in this report

and shall assume joint and several liability for the authenticity accuracy and completeness of the contents hereof.

All of the directors presented the board meeting at which this Quarterly Report was examined.

Mr. Wang Lipeng Person in charge of the Company Ms.Feng Qiuju Person in charge of accounting works

Mr.Wang Cang Chief of the accounting organ (chief of accounting ) hereby confirm the authenticity and

completeness of the financial report enclosed in this report.II. Basic information about the company

I.Main financial data and financial index

Indicate by tick mark whether the Company needs to retroactively restate any of its accounting data.√Yes □No

Reasons for retrospective restatements:

Accounting policy change

As at the end of the

reporting period

As at the end of last year

Changed （%）over

end of prev. year

Before adjustment After adjustment After adjustment

Gross assets（Yuan） 72440407897.85 72576122859.60 72576122859.60 -0.19%

Net assets attributable to the

shareholders of the listed company（Yuan）

33282397733.05 32521130925.14 32521130925.14 2.34%

Reporting period

Increase/decrease over

the same period of last

year（%）

Between beginning of

the year to the end of

the report period

Changed （%）over

end of prev. year

Operating revenue（Yuan） 4091106986.20 -33.30% 12566196209.13 -27.21%

Net profit attributable to the

shareholders of the listed company（Yuan）

290704217.37 -36.37% 1134880387.35 -13.71%

Net profit after deducting of

non-recurring gain/loss attributable

to the shareholders of listed

company（Yuan）

183931159.91 -58.26% 962026486.57 -23.16%

Net cash generated from /used in

operating activities（Yuan）

-- -- 127114559.45 124.66%

Basic earning per

share(Yuan/Share)

0.05 -37.50% 0.20 -13.04%

Diluted gains per

share(Yuan/Share)

0.05 -37.50% 0.20 -13.04%

Weighted average return on

equity（%）

0.88% -39.31% 3.45% -17.66%

The Reason of the Change of the Accounting Policy and the Correction of the Accounting Error

Items and amount of non-current gains and losses

√ Applicable □ Not applicable

In RMB

Items

Amount (Year-beginning to

the end of the report period.)

Notes

Non-current asset disposal gain/loss(including the write-off part

for which assets impairment provision is made)

147664236.12

Govemment subsidy recognized in current gain and

loss(excluding those closely related to the Company’s business

and granted under the state’s policies)

107995116.58

Gain/loss on loans obtained by entrusting others 246200.42

Other non-operating income and expenditure beside for the above

items

4745332.46

Less: Influenced amount of income tax 74860960.41

Amount of influence of minority interests（After tax） 12936024.39

Total 172853900.78 --

For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on

information disclosure for Companies Offering their Securities to the Public -Non-recurring Gains and Losses and

its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure

for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as

recurring gains and losses it is necessary to explain the reason.

□ Applicable√ Not applicable

None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information

disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period

1. About Total Common Shareholders Total Preference Shareholders with the Voting Power Recovered

and the Shares Held by Top Ten Common Shareholders

In shares

Total number of common shareholders at the

period-end

377080( Including 360087

shareholders holding A

shares and 16993

shareholders holding B

shares)

Total preference shareholders

with the voting power

recovered at the end of the

reporting period(if any)

0

Shares held by the top 10 shareholders

Shareholder name

Properties of

shareholder

Share

proportion

Quantity

Amount of

tradable shares

with Conditional

held

Pledging or freezing

Status of the

shares

Quantity

Tunghsu Group Co. Ltd.

Domestic Non

-State-owned legal

person

15.97% 915064091 352006791 Pledge 799643042

Shijiazhuang Baoshi

Electronic Group Co.

Ltd.

Domestic Non

-State-owned legal

person

5.80% 332382171 Pledge 153520000

Shanghai Huimao

Enterprise Management

Co. Ltd.

Domestic Non

-State-owned legal

person

4.58% 262626262 262626262 Pledge 80000000

Beixin Ruifeng Fund－

China Merchants Bank－

Daye Trust－Daye

Trust·Profit increase 3

single fund plan

Other 1.08% 62095032

Shenzhen Taianer

Information Technology

Co. Ltd.

Domestic Non

-State-owned legal

person

1.07% 61165682 Pledge 55265682

Hong Kong Securities

Clearing Co. Ltd.

Overseas Legal

person

0.94% 53932469

Minsheng Royal Fund

Management Co. Ltd－

-Ping An Bank-Daye

Trust·Zengli 2 single

Fund Trust

Domestic Non

-State-owned legal

person

0.85% 48663412

Kunshan Development

Zone State-Owned

Investment Holding Co.State-owned legal

person 0.73% 41838269

Ltd.Tunghsu Optoelectronic

Technology Co. Ltd.－

The first ESOP

Other 0.63% 36319731

China Securities Finance

Co. Ltd.

Domestic Non

-State-owned legal

person

0.54% 30906112

Shares held by the Top 10 Shareholders of Non-restricted shares

Shareholders’ Names Number of the non-restricted shares held

Share type

Share type Quantity

Tunghsu Group Co. Ltd. 563057300

RMB

Common

shares

563057300

Shijiazhuang Baoshi Electronic Group Co.Ltd.

332382171

RMB

Common

shares

332382171

Beixin Ruifeng Fund－China Merchants Bank

－Daye Trust－Daye Trust·Profit increase 3

single fund plan

62095032

RMB

Common

shares

62095032

Shenzhen Taianer Information Technology Co.Ltd.

61165682

RMB

Common

shares

61165682

Hong Kong Securities Clearing Co. Ltd. 53932469

RMB

Common

shares

53932469

Minsheng Royal Fund Management Co. Ltd－

-Ping An Bank-Daye Trust·Zengli 2 single

Fund Trust

48663412

RMB

Common

shares

48663412

Kunshan Development Zone State-Owned

Investment Holding Co. Ltd. 41838269

RMB

Common

shares

41838269

Tunghsu Optoelectronic Technology Co. Ltd.－The first ESOP

36319731

RMB

Common

shares

36319731

China Securities Finance Co. Ltd. 30906112

RMB

Common

shares

30906112

Pingan Bank Co. Ltd.-China stock 800 trading

open index securities investment fund

24381300

RMB

Common

24381300

shares

Explanation on shareholders participating in

the margin trading business

Among the top ten shareholders Tunghsu Group and Baoshi Group have

relationship and constitute persons taking concerted action. The company does not

know whether there is relationship between other 8 shareholders or whether they

are persons taking concerted action defined in Administrative Measures Relating

to Acquisitions of Listed Companies

Participation of top 10 unconditional common

share shareholders in securities margin trading

(if any)

Not applicable

Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a

buy-back agreement dealing in reporting period.□ Yes √ No

The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company

have no buy –back agreement dealing in reporting period.

2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of

the report period

□ Applicable √Not applicable

III Significant Events

I. Major changes of main accounting statement items and financial indicators in the reporting period as

well as reasons for the changes

√ Applicable □ Not applicable

No Items Ending balance Opening balance Changes Remarks on the change

1 Inventories 5183647890.84 3510786666.85 47.65%

Inventories increased by 47.65%

which’s mainly due to the stock for the

completion of the follow-up orders and

the increase in the outstanding unsettled

assets of the construction business

segment.

2

Long-term account

receivable

553235076.74 344430815.68 60.62%

The main reason is that the increase of

installment business leads to the

increase of long-term receivables.

3

Long-term account

payable

1552195921.05 2644309592.95 -41.30%

Mainly due to the decrease in the

balance of finance lease loans

No Items

Year-beginning to

the end of the report

period

Same period of last

year

Changes Remarks on the change

1 Revenue 12566196209.13 17263567779.22 -27.21%

Mainly due to that the Company

optimized the product structure and

concentrated the resources to strengthen

the quality product development.

2 Operating costs 9911799916.26 14026126902.57 -29.33%

Mainly due to corresponding changes in

business income

3 Sales expense 257054949.35 179353037.49 43.32%

Mainly due to the increased sales

promotion

4 Other income 391804098.83 155240877.89 152.38%

Mainly due to the increase in

government grant

II. The progress of significant events and influence as well as the analysis and explanation on resolving

proposal.

□ Applicable √ Not applicable

Progress in the implementation of share repurchase

□ Applicable √ Not applicable

Progress in the implementation of the reduction of the repurchased shares by means of centralized bidding

□ Applicable √ Not applicable

III. Commitments finished in implementation by the Company shareholders actual controller acquirer

directors supervisors senior executives or other related parties in the reporting period and commitments

unfinished in implementation at the end of the reporting period

□ Applicable √Not applicable

The company has no commitments completed in period and those without completed till lend of the period from

actual controller shareholders related parties purchaser and companies.IV. Investment in securities

√ Applicable □Not applicable

In RMB

Security

category

Security

code

Stock

Abbrevi

ation:

Initial

investm

ent cost

Mode of

accounti

ng

measure

ment

Book

value

balance

at the

beginni

ng of

the

reportin

g period

Changes

in fair

value of

the this

period

Cumulat

ive fair

value

changes

in

equity

Purchas

e

amount

in the

this

period

Sale

amount

in the

this

period

Gain/los

s of the

reportin

g period

Book

value

balance

at the

end of

the

reportin

g period

Account

ing

items

Source

of the

shares

Bonds 204004 GC004

30000

00.00

FVM 0.00 0.00 0.00

30000

00.00

30000

00.00

9945.6

1

0.00

Transac

tional

financia

Self

funds

Total

30000

00.00

-- 0.00 0.00 0.00

30000

00.00

30000

00.00

9945.6

1

0.00 -- --

Disclosure date for the

notice of approval by the

Board (If any)

Disclosure date for the

notice of approval by

shareholders’ Meeting (If

any)

V. Entrusted Financial Management

□ Applicable √Not applicable

There is no Entrusted Financial Management during the report period.VI. Investment in derivatives

□ Applicable √Not applicable

There is no derivative investment during the report period.VII. The registration form of acceptance of investigation communication and interview in the report

period for future reference

√ Applicable □Not applicable

Reception time Way of reception Types of visitors Basic index

May 312019 Onsite investigation Organization

Details can be found in the Record Chart of the Investor

Relation Activity disclosed on Juchao

website(www.cninfo.com.cn) on 31 May 2019.September 162019 Onsite investigation Organization

Details can be found in the Record Chart of the Investor

Relation Activity disclosed on Juchao

website(www.cninfo.com.cn) on 16 September 2019.January 12019 --

September302019

By phone Individual Company telephone records

VIII. External guarantee get out of line

□ Applicable √Not applicable

The Company has no external guarantee get out of the line in the Period

IX. Controlling shareholder and its related parties occupying non-business capital of the listed company

□ Applicable √Not applicable

There are no controlling shareholder and its related parties occupying non-business capital of the listed company in Period

Tunghsu Optoelectronic Technology Co. Ltd.

Board Chairman: Wang Lipeng

Issue day approved by the Board of Directors：October 302019